SEC Form 4 · accession 0001179110-16-031640
RED ROBIN GOURMET BURGERS INC · RRGB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stuart B Brown
Officer — Former Chief Financial Officer
Period of report
Nov 11, 2016
Accepted (ET)
Nov 15, 2016 · 6:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001171759
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 11, 2016 | S | 100 | $53.20 | D | 15,690 | D | |
| Common Stock | Nov 14, 2016 | S | 7,978 | $53.20 | D | 7,712 | D | |
| Common Stock | Nov 14, 2016 | S | 5,951 | $55.00 | D | 1,761 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person's sale of RRGB common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 500 shares, with the reporting person's purchase of 500 shares of RRGB common stock reported on May 20, 2016 (the "Matchable Shares"). The full amount of the profit realized in connection with the short-swing transaction with respect to the Matchable Shares reported herein, less transaction costs, is $3,264.40. The reporting person has agreed to pay to RRGB, upon settlement of the sales reported herein, $874.84, representing the full amount of the profit realized, less disgorgement of $2,389.56 previously paid in connection with his sale of 500 shares of RRGB common stock reported on August 15, 2016.