SEC Form 4/A · accession 0001179110-16-029821
RED ROBIN GOURMET BURGERS INC · RRGB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Carin Stutz
Officer — Chief Operating Officer
Period of report
Sep 15, 2016
Accepted (ET)
Sep 20, 2016 · 12:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001171759
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 15, 2016 | P | 1,077 | $46.40 | A | 3,015 | I | See footnote |
| Common StockF3 | holding | — | — | — | 2,218 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported transaction was timely reported on September 19, 2016. The shares were acquired by the trust identified in footnote (2). However, the original Form 4 mistakenly reported the acquired shares as directly held. This amendment is being filed solely to correct the form of ownership of the acquired shares and to update the applicable balances reported in column 5.
- F2The shares are held indirectly by the reporting person as trustee of Carin L Stutz Revocable Trust U/A 2/3/2005.
- F3Includes 2,218 restricted stock units subject to vesting and forfeiture restrictions.