SEC Form 4 · accession 0001179110-16-028650
RED ROBIN GOURMET BURGERS INC · RRGB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steve Lumpkin
Director
Period of report
Aug 10, 2016
Accepted (ET)
Aug 12, 2016 · 3:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001171759
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 10, 2016 | A | 1,781 | $0.00 | A | 1,781 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy)F3 | $51.45 | Aug 10, 2016 | A | 5,000 | A | — | Aug 10, 2026 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1Represents a grant of time-based restricted stock units under the issuer's Amended and Restated 2007 Performance Incentive Plan. Each time-based restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. All units are scheduled to vest on the earlier of the next annual meeting date or the first anniversary of the grant date. The closing price on the date of grant, August 10, 2016, was $51.45.
- F2Consists of restricted stock units subject to vesting and forfeiture restrictions.
- F3The options vest and become exercisable in equal monthly installments over the 24-month period following the date of grant.