SEC Form 4 · accession 0001179110-16-027636
RED ROBIN GOURMET BURGERS INC · RRGB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cathy Cooney
Officer — Chief People Officer
Period of report
Jul 11, 2016
Accepted (ET)
Jul 13, 2016 · 6:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001171759
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jul 11, 2016 | F | 65 | $49.63 | D | 5,475 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In connection with the vesting of 205 time-based restricted stock units, which were granted on July 9, 2013 under the issuer's Second Amended and Restated 2007 Performance Incentive Plan, the reporting person surrendered 65 of such shares to the issuer to satisfy her tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.
- F2Includes 2,646 restricted stock units subject to vesting and forfeiture restrictions.
- F3Includes 417 shares acquired under the Employee Stock Purchase Plan on June 30, 2016.