SEC Form 4 · accession 0001179110-15-004609
RED ROBIN GOURMET BURGERS INC · RRGB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chris Laping
Officer — Chief Information Officer
Period of report
Mar 9, 2015
Accepted (ET)
Mar 10, 2015 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001171759
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 9, 2015 | F | 111 | $79.43 | D | 9,192 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In connection with the vesting of 350 time-based restricted stock units which were granted on March 7, 2011 under the issuer's Amended and Restated 2007 Performance Incentive Plan, the reporting person sold 111 of such shares to the issuer to satisfy his tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.
- F2Includes 2,670 restricted stock units that are subject to vesting and forfeiture restrictions.