SEC Form 4 · accession 0001179110-15-004264
RED ROBIN GOURMET BURGERS INC · RRGB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pattye L Moore
Director
Period of report
Mar 3, 2015
Accepted (ET)
Mar 5, 2015 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001171759
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 3, 2015 | M | 5,000 | $38.01 | A | 10,111 | D | |
| Common StockF1,F2 | Mar 3, 2015 | S | 5,000 | $84.087 | D | 5,111 | D | |
| Common StockF3 | holding | — | — | — | 16,122 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $38.01 | Mar 3, 2015 | M | 5,000 | D | — | Aug 15, 2017 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $84.000 to $84.245, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2Includes 4,048 restricted stock units subject to vesting and forfeiture restrictions.
- F3The shares are held indirectly through MPML, LLC, a limited liability company that is owned and managed by the reporting person and her husband.
- F4The option is fully vested.