SEC Form 4 · accession 0001179110-15-003869
RED ROBIN GOURMET BURGERS INC · RRGB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Howell
Director
Period of report
Feb 26, 2015
Accepted (ET)
Mar 2, 2015 · 8:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001171759
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2015 | M | 500 | $42.09 | A | 19,953 | D | |
| Common Stock | Feb 26, 2015 | M | 2,000 | $42.93 | A | 21,953 | D | |
| Common StockF1 | Feb 26, 2015 | S | 2,500 | $83.82 | D | 19,453 | D | |
| Common StockF2 | Feb 27, 2015 | S | 400 | $84.00 | D | 0 | I | See footnote |
| Common StockF3 | Feb 27, 2015 | S | 400 | $84.00 | D | 0 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $42.09 | Feb 26, 2015 | M | 500 | D | — | Jun 1, 2016 | Common Stock | 500 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $42.93 | Feb 26, 2015 | M | 2,000 | D | — | May 31, 2017 | Common Stock | 2,000 | 3,000 | D |
Explanation of responses
- F1Includes 4,048 restricted stock units that are subject to vesting and forfeiture restrictions.
- F2The shares were held indirectly by the Christina Marie Howell Trust.
- F3The shares were held indirectly by the David Christopher Howell Trust.
- F4The option is fully vested.