SEC Form 4 · accession 0001104659-15-065578
RED ROBIN GOURMET BURGERS INC · RRGB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stuart B Brown
Officer — Chief Financial Officer
Period of report
Sep 14, 2015
Accepted (ET)
Sep 16, 2015 · 5:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001171759
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 14, 2015 | F | 198 | $81.45 | D | 19,707 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In connection with the vesting of 621 time-based restricted stock units which were granted on September 12, 2011 under the issuer's Second Amended and Restated 2007 Performance Incentive Plan, the reporting person sold 198 of such shares to the issuer to satisfy his tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.
- F2Includes 3,522 restricted stock units that are subject to vesting and forfeiture restrictions.