SEC Form 4 · accession 0000905148-26-003937
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND · CHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
MetLife Investment Management, LLC
10% Owner
Period of report
Aug 24, 2026
Accepted (ET)
Aug 26, 2026 · 4:05 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001171471
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series D Mandatory Redeemable Preferred SharesF2,F3 | Aug 24, 2026 | J | 36,000 | $25.00 | D | 0 | I | See Footnotes |
| Series D Mandatory Redeemable Preferred SharesF2,F3 | Aug 24, 2026 | J | 124,000 | $25.00 | D | 0 | I | See Footnotes |
| Series D Mandatory Redeemable Preferred SharesF2,F3 | Aug 24, 2026 | J | 36,000 | $25.00 | D | 0 | I | See Footnotes |
| Series D Mandatory Redeemable Preferred SharesF2,F3 | Aug 24, 2026 | J | 244,000 | $25.00 | D | 0 | I | See Footnotes |
| Series H Mandatory Redeemable Preferred SharesF2,F3 | Aug 26, 2026 | P | 109,000 | $25.00 | A | 109,000 | I | See Footnotes |
| Series H Mandatory Redeemable Preferred SharesF2,F3 | Aug 26, 2026 | P | 112,000 | $25.00 | A | 112,000 | I | See Footnotes |
| Series H Mandatory Redeemable Preferred SharesF2,F3 | Aug 26, 2026 | P | 60,000 | $25.00 | A | 60,000 | I | See Footnotes |
| Series H Mandatory Redeemable Preferred SharesF2,F3 | Aug 26, 2026 | P | 16,000 | $25.00 | A | 16,000 | I | See Footnotes |
| Series H Mandatory Redeemable Preferred SharesF2,F3 | Aug 26, 2026 | P | 48,000 | $25.00 | A | 48,000 | I | See Footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These Series D Mandatory Redeemable Preferred Shares were redeemed in full by the Issuer at their original purchase price of $25.00 per share, plus accrued and unpaid dividends, which dividends are exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16a-9 thereunder.
- F2These securities are held directly by clients for whom the Reporting Person serves as investment manager.
- F3The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.