SEC Form 4 · accession 0001209191-16-122575
RADIANT LOGISTICS, INC · RLGT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Stegemoller
Officer — COO, Radiant Global Logistics
Period of report
May 19, 2016
Accepted (ET)
May 23, 2016 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001171155
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 19, 2016 | M | 100,000 | $0.18 | A | 318,195 | D | |
| Common Stock | May 19, 2016 | F | 31,810 | $3.01 | D | 286,385 | D | |
| Common Stock | May 19, 2016 | M | 3,369 | $0.60 | A | 289,754 | D | |
| Common Stock | May 19, 2016 | F | 1,409 | $3.01 | D | 288,345 | D | |
| Common Stock | May 19, 2016 | M | 1,368 | $1.30 | A | 289,713 | D | |
| Common Stock | May 19, 2016 | F | 803 | $3.01 | D | 288,910 | D | |
| Common Stock | May 19, 2016 | M | 588 | $2.30 | A | 289,498 | D | |
| Common Stock | May 19, 2016 | F | 487 | $3.01 | D | 289,011 | D | |
| Common Stock | May 19, 2016 | M | 634 | $2.36 | A | 289,645 | D | |
| Common Stock | May 19, 2016 | F | 535 | $3.01 | D | 289,110 | D | |
| Common Stock | May 19, 2016 | M | 528 | $2.40 | A | 289,638 | D | |
| Common Stock | May 19, 2016 | F | 450 | $3.01 | D | 289,188 | D | |
| Common Stock | May 19, 2016 | M | 649 | $2.30 | A | 289,837 | D | |
| Common Stock | May 19, 2016 | F | 537 | $3.01 | D | 289,300 | D | |
| Common Stock | May 19, 2016 | M | 1,367 | $2.00 | A | 290,667 | D | |
| Common Stock | May 19, 2016 | F | 1,034 | $3.01 | D | 289,633 | D | |
| Common Stock | May 19, 2016 | M | 1,479 | $1.75 | A | 291,112 | D | |
| Common Stock | May 19, 2016 | F | 1,029 | $3.01 | D | 290,083 | D | |
| Common Stock | May 19, 2016 | M | 1,758 | $1.53 | A | 291,841 | D | |
| Common Stock | May 19, 2016 | F | 1,130 | $3.01 | D | 290,711 | D | |
| Common Stock | May 19, 2016 | M | 933 | $1.79 | A | 291,644 | D | |
| Common Stock | May 19, 2016 | F | 658 | $3.01 | D | 290,986 | D | |
| Common Stock | May 19, 2016 | M | 1,774 | $1.95 | A | 292,760 | D | |
| Common Stock | May 19, 2016 | F | 1,320 | $3.01 | D | 291,440 | D | |
| Common Stock | May 19, 2016 | M | 1,133 | $2.20 | A | 292,573 | D | |
| Common Stock | May 19, 2016 | F | 912 | $3.01 | D | 291,661 | D | |
| Common Stock | May 19, 2016 | M | 882 | $2.22 | A | 292,543 | D | |
| Common Stock | May 19, 2016 | F | 714 | $3.01 | D | 291,829 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $0.18 | May 19, 2016 | M | 100,000 | D | Jun 24, 2009 | Jun 23, 2018 | Common Stock | 100,000 | 0 | D |
| Stock Option (Right to Buy) | $0.60 | May 19, 2016 | M | 3,369 | D | Nov 22, 2011 | Nov 21, 2020 | Common Stock | 3,369 | 0 | D |
| Stock Option (Right to Buy) | $1.30 | May 19, 2016 | M | 1,368 | D | Mar 1, 2012 | Feb 28, 2021 | Common Stock | 1,368 | 0 | D |
| Stock Option (Right to Buy) | $2.30 | May 19, 2016 | M | 588 | D | Jun 7, 2012 | Jun 6, 2021 | Common Stock | 588 | 148 | D |
| Stock Option (Right to Buy) | $2.36 | May 19, 2016 | M | 634 | D | Oct 31, 2012 | Oct 30, 2021 | Common Stock | 634 | 159 | D |
| Stock Option (Right to Buy) | $2.40 | May 19, 2016 | M | 528 | D | Dec 22, 2012 | Dec 21, 2021 | Common Stock | 528 | 133 | D |
| Stock Option (Right to Buy) | $2.30 | May 19, 2016 | M | 649 | D | Mar 16, 2013 | Mar 15, 2022 | Common Stock | 649 | 162 | D |
| Stock Option (Right to Buy) | $2.00 | May 19, 2016 | M | 1,367 | D | May 16, 2013 | May 15, 2022 | Common Stock | 1,367 | 341 | D |
| Stock Option (Right to Buy) | $1.75 | May 19, 2016 | M | 1,479 | D | Sep 25, 2013 | Sep 24, 2022 | Common Stock | 1,479 | 987 | D |
| Stock Option (Right to Buy) | $1.53 | May 19, 2016 | M | 1,758 | D | Nov 12, 2013 | Nov 11, 2022 | Common Stock | 1,758 | 1,172 | D |
| Stock Option (Right to Buy) | $1.79 | May 19, 2016 | M | 933 | D | Feb 11, 2014 | Feb 10, 2023 | Common Stock | 933 | 621 | D |
| Stock Option (Right to Buy) | $1.95 | May 19, 2016 | M | 1,774 | D | May 13, 2014 | May 12, 2023 | Common Stock | 1,774 | 1,182 | D |
| Stock Option (Right to Buy) | $2.20 | May 19, 2016 | M | 1,133 | D | Sep 27, 2014 | Sep 26, 2023 | Common Stock | 1,133 | 1,701 | D |
| Stock Option (Right to Buy) | $2.22 | May 19, 2016 | M | 882 | D | Nov 12, 2014 | Nov 21, 2023 | Common Stock | 882 | 1,325 | D |