SEC Form 4 · accession 0001209191-15-050712
RADIANT LOGISTICS, INC · RLGT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert L. Hines Jr.
Officer — General Counsel/Secretary
Period of report
Jun 3, 2015
Accepted (ET)
Jun 5, 2015 · 5:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001171155
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 3, 2015 | M | 100,000 | $1.96 | A | 100,000 | D | |
| Common Stock | Jun 3, 2015 | M | 377 | $2.20 | A | 100,377 | D | |
| Common Stock | Jun 3, 2015 | M | 466 | $2.22 | A | 100,843 | D | |
| Common Stock | Jun 3, 2015 | M | 383 | $3.00 | A | 101,226 | D | |
| Common Stock | Jun 3, 2015 | M | 377 | $3.07 | A | 101,603 | D | |
| Common Stock | Jun 3, 2015 | F | 51,027 | $6.01 | D | 50,576 | D | |
| Common Stock | Jun 3, 2015 | F | 204 | $6.01 | D | 50,372 | D | |
| Common Stock | Jun 3, 2015 | F | 253 | $6.01 | D | 50,119 | D | |
| Common Stock | Jun 3, 2015 | F | 244 | $6.01 | D | 49,875 | D | |
| Common Stock | Jun 3, 2015 | F | 243 | $6.01 | D | 49,632 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $1.96 | Jun 3, 2015 | M | 100,000 | D | May 6, 2015 | May 5, 2023 | Common Stock | 100,000 | 150,000 | D |
| Stock Option (Right to Buy) | $2.20 | Jun 3, 2015 | M | 377 | D | Sep 27, 2014 | Sep 26, 2023 | Common Stock | 377 | 1,512 | D |
| Stock Option (Right to Buy) | $2.22 | Jun 3, 2015 | M | 466 | D | Nov 12, 2014 | Nov 21, 2023 | Common Stock | 466 | 1,864 | D |
| Stock Option (Right to Buy) | $3.00 | Jun 3, 2015 | M | 383 | D | Feb 11, 2015 | Feb 10, 2024 | Common Stock | 383 | 1,534 | D |
| Stock Option (Right to Buy) | $3.07 | Jun 3, 2015 | M | 377 | D | May 13, 2015 | May 12, 2024 | Common Stock | 377 | 1,509 | D |