SEC Form 4 · accession 0001140361-16-066581
COSI INC · COSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Bennett
Director
Period of report
May 18, 2016
Accepted (ET)
May 20, 2016 · 9:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001171014
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01F1 | May 18, 2016 | A | 42,373 | $0.59 | A | 95,983 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were issued to the reporting person as non-employee director annual stock compensation on May 18, 2016, and were issued pursuant to the Amended and Restated Cosi, Inc. 2005 Omnibus Long-Term Incentive Plan and the Restricted Stock Award Agreement dated as of May 18, 2016. 100% of the shares were fully vested upon issuance.