SEC Form 4 · accession 0001140361-15-000616
COSI INC · COSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David G Lloyd
Director
Period of report
Jan 1, 2015
Accepted (ET)
Jan 5, 2015 · 7:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001171014
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Jan 1, 2015 | A | 5,729 | $0.00 | A | 5,729 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These restricted shares of common stock were granted to the reporting person as non-employee director stock compensation for the balance of the 2014 term, and were issued pursuant to the Cosi, Inc. 2005 Omnibus Long-Term Incentive Plan and the Grant Agreement dated as of January 1, 2015. One hundred percent (100%) of the shares became fully vested upon issuance.