SEC Form 4 · accession 0001209191-17-050490
Uni-Pixel · UNXL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Malcolm Thompson
Director
Period of report
Aug 24, 2017
Accepted (ET)
Aug 28, 2017 · 8:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001171012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 24, 2017 | D | 3,333 | $0.00 | D | 62,660 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Forfeiture as a result of resignation back to the Company for no consideration of 3,333 shares of restricted common stock which were scheduled to vest on July 31, 2018. These shares were not sold by the reporting person.