SEC Form 4 · accession 0001209191-16-124641
Uni-Pixel · UNXL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ross Adam Young
Director
Period of report
May 27, 2016
Accepted (ET)
Jun 1, 2016 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001171012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 27, 2016 | P | 4,000 | $1.71 | A | 26,800 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 3,600 shares of restricted stock that vested 50% on April 14, 2016 and the remaining 50% which will vest on April 14, 2017. Also includes 10,000 shares of restricted stock that vested 1/3 on July 31, 2016, and the remaining 2/3rds which will vest 1/3 on July 31, 2017 and 1/3 on July 31, 2018.