SEC Form 4 · accession 0001209191-16-114463
Uni-Pixel · UNXL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Alan Hawthorne
Officer — CEO and President · Director
Period of report
Apr 14, 2016
Accepted (ET)
Apr 15, 2016 · 9:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001171012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 14, 2016 | F | 19,149 | $1.41 | D | 264,749 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F119,149 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with the vesting of previously issued restricted stock.
- F2The closing price of the Company's common stock on 4/14/2016.