SEC Form 4 · accession 0001185185-15-001983
Uni-Pixel · UNXL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Wayne Patterson
Director
Period of report
Jul 31, 2015
Accepted (ET)
Jul 31, 2015 · 7:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001171012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Jul 31, 2015 | A | 10,000 | $1.24 | A | 27,300 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock grant of 10,000 common shares that vests 1/3rd on July 31, 2016; vests 1/3rd on July 31, 2017; and vests 1/3rd on July 31, 2018.