SEC Form 4 · accession 0001209191-16-140771
DCT Industrial Trust Inc. · DCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tripp H Hardin III
Director
Period of report
Sep 7, 2016
Accepted (ET)
Sep 9, 2016 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001170991
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 7, 2016 | M | 1,250 | $48.00 | A | 20,234 | D | |
| Common Stock | Sep 7, 2016 | F | 1,199 | $50.02 | D | 19,035 | D | |
| Common StockF1 | holding | — | — | — | 866 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $48.00 | Sep 7, 2016 | M | 1,250 | D | Oct 6, 2008 | Oct 6, 2016 | Common Stock | 1,250 | 0 | D |
Explanation of responses
- F1Includes 569 shares of Common Stock held through a trust for the benefit of Mr. Hardin, and an additional 297 shares of Common Stock held through Mr. Hardin's self-directed profit sharing plan.
- F2On November 17, 2014, the Issuer effected a one-for-four reverse stock split of its Common Stock (the "Reverse Stock Split"). The exercise prices and number of securities beneficially owned were adjusted by multiplying or dividing each by four, as applicable, to reflect the Reverse Stock Split.