SEC Form 4 · accession 0001127602-18-024957
MITEL NETWORKS CORP · MITL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Anthony Bellomo
Officer — See Remarks
Period of report
Aug 6, 2018
Accepted (ET)
Aug 8, 2018 · 3:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001170534
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Aug 6, 2018 | M | 1,250 | $11.01 | A | 9,176 | D | |
| Common Shares | Aug 6, 2018 | M | 250 | $11.01 | A | 9,426 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Aug 6, 2018 | M | 1,250 | D | — | — | Common Shares | 1,250 | 0 | D |
| Restricted Stock UnitsF2 | — | Aug 6, 2018 | M | 250 | D | — | — | Common Shares | 250 | 750 | D |
Explanation of responses
- F1Represents 2,500 Common Shares underlying 2,500 RSUs granted to Mr. Bellomo on August 6, 2014. These RSUs will vest as follows: (i) 1,250 of the RSUs will vest on August 6, 2017; and (ii) 1,250 of the RSUs will vest on August 6, 2018.
- F2Represents 1,000 Common Shares underlying 1,000 Restricted Stock Units ("RSUs") granted on April 7, 2017. These RSUs vest in four equal installments annually starting April 7, 2018.