SEC Form 4/A · accession 0001127602-18-010473
MITEL NETWORKS CORP · MITL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John Anthony Bellomo
Officer — See Remarks
Period of report
Mar 5, 2018
Accepted (ET)
Mar 7, 2018 · 2:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001170534
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Mar 5, 2018 | M | 775 | $0.00 | A | 7,499 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | $0.00 | Mar 5, 2018 | M | 775 | D | — | Mar 5, 2022 | Common Shares | 775 | 775 | D |
Explanation of responses
- F1This Form 4 amends the Form 4 filed earlier today. The original form indicated 775 shares acquired through a stock option exercise. The 775 shares were acquired through the vesting of RSUs not stock options.
- F2Represents 2,325 Common Shares underlying 2,325 RSUs granted to Mr. Bellomo on March 5, 2015. These RSUs will vest as follows: (i) 775 of the RSUs will vest on March 5, 2017; (ii) 775 of the RSUs will vest on March 5, 2018; and (iii) 775 of the RSUs will vest on March 5, 2019.
- F3Represents 2,325 Common Shares underlying 2,325 RSUs granted to Mr. Bellomo on March 5, 2015. These RSUs will vest as follows: (i) 775 of the RSUs will vest on March 5, 2017; (ii) 775 of the RSUs will vest on March 5, 2018; and (iii) 775 of the RSUs will vest on March 5, 2019.