SEC Form 4 · accession 0001127602-18-009329
MITEL NETWORKS CORP · MITL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon Brinton
Officer — See Remarks
Period of report
Feb 28, 2018
Accepted (ET)
Mar 1, 2018 · 3:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001170534
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Feb 28, 2018 | M | 30,000 | $4.22 | A | 61,547 | D | |
| Common Shares | Feb 28, 2018 | S | 1,669 | $8.1939 | D | 59,878 | D | |
| Common Shares | Feb 28, 2018 | S | 18,800 | $8.195 | D | 41,078 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Common Shares)F1 | $4.22 | Feb 28, 2018 | M | 30,000 | D | — | Jun 26, 2019 | Common Shares | 30,000 | 0 | D |
Explanation of responses
- F130,000 stock options to purchase Common Shares of the Company were granted to Mr. Brinton on June 26, 2012. 1,875 options vested on September 26, 2012 and vested in equal installments every three months thereafter until June 26, 2016.