SEC Form 4 · accession 0001127602-17-026930
MITEL NETWORKS CORP · MITL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P McHugh
Director
Period of report
Sep 1, 2017
Accepted (ET)
Sep 5, 2017 · 2:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001170534
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Sep 1, 2017 | M | 9,238 | $3.05 | A | 66,170 | D | |
| Common Shares | Sep 1, 2017 | S | 5 | $8.20 | D | 66,165 | D | |
| Common Shares | Sep 1, 2017 | S | 3,449 | $8.21 | D | 62,716 | D | |
| Common Shares | Sep 1, 2017 | M | 10,200 | $3.44 | A | 72,916 | D | |
| Common Shares | Sep 1, 2017 | S | 2,582 | $8.2005 | D | 70,334 | D | |
| Common Shares | Sep 1, 2017 | S | 1,000 | $8.205 | D | 69,334 | D | |
| Common Shares | Sep 1, 2017 | S | 1,100 | $8.2053 | D | 68,234 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Common Shares) | $3.05 | Sep 1, 2017 | M | 9,238 | D | Dec 23, 2011 | Dec 23, 2018 | Common Shares | 9,238 | 0 | D |
| Options (Common Shares) | $3.44 | Sep 1, 2017 | M | 10,200 | D | Mar 7, 2012 | Mar 7, 2019 | Common Shares | 10,200 | 0 | D |