SEC Form 4 · accession 0001127602-17-025294
MITEL NETWORKS CORP · MITL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon Brinton
Officer — See Remarks
Period of report
Aug 7, 2017
Accepted (ET)
Aug 9, 2017 · 10:49 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001170534
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Aug 7, 2017 | S | 11,184 | $8.55 | D | 34,329 | D | |
| Common Shares | Aug 7, 2017 | S | 2,700 | $8.56 | D | 31,629 | D | |
| Common Shares | Aug 7, 2017 | S | 570 | $8.55 | D | 31,059 | D | |
| Common Shares | Aug 7, 2017 | S | 1,357 | $8.56 | D | 29,702 | D | |
| Common Shares | Aug 7, 2017 | M | 20,000 | $4.00 | A | 49,702 | D | |
| Common Shares | Aug 7, 2017 | S | 3,000 | $8.55 | D | 46,702 | D | |
| Common Shares | Aug 7, 2017 | S | 1,100 | $8.56 | D | 45,602 | D | |
| Common Shares | Aug 7, 2017 | S | 100 | $8.565 | D | 45,502 | D | |
| Common Shares | Aug 7, 2017 | S | 300 | $8.58 | D | 45,202 | D | |
| Common Shares | Aug 7, 2017 | S | 3,400 | $8.59 | D | 41,802 | D | |
| Common Shares | Aug 7, 2017 | S | 1,100 | $8.595 | D | 40,702 | D | |
| Common Shares | Aug 7, 2017 | S | 3,600 | $8.60 | D | 37,102 | D | |
| Common Shares | Aug 7, 2017 | S | 1,500 | $8.605 | D | 35,602 | D | |
| Common Shares | Aug 7, 2017 | S | 5,900 | $8.615 | D | 29,702 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Common Shares)F1 | $4.00 | Aug 7, 2017 | M | 20,000 | D | — | Jul 7, 2018 | Common Shares | 20,000 | 0 | D |
Explanation of responses
- F120,000 stock options to purchase Common Shares of the Company were granted to Mr. Brinton on July 7, 2011. 5000 options vested on July 7, 2012 and 1,250 options vested in equal installments every three months thereafter until July 7, 2015.