SEC Form 4 · accession 0001127602-17-011340

MITEL NETWORKS CORP · MITL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — See Remarks

Period of report

Mar 9, 2017

Accepted (ET)

Mar 13, 2017 · 11:58 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001170534

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Shares	Mar 9, 2017	M	7,500	$6.50	A	11,979	D
Common Shares	Mar 9, 2017	M	7,550	$6.50	A	19,529	D
Common Shares	Mar 10, 2017	S	5,102	$6.9517	D	14,427	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1	$0.00	Mar 9, 2017	M	7,500	D	—	Mar 4, 2022	Common Shares	7,500	22,500	D
Restricted Stock Units^F2	—	Mar 9, 2017	M	7,550	D	—	—	Common Shares	7,550	15,100	D

F1Represents 30,000 Common Shares underlying 30,000 Restricted Stock Units ("RSUs") granted to Mr. Agnes on March 4, 2016. These RSUs will vest as follows: (i) 7,500 of the RSUs will vest on March 4, 2017; (ii) 7,500 of the RSUs will vest on March 4, 2018; (iii) 7,500 of the RSUs will vest on March 4, 2019; and (iv) 7,500 of the RSUs will vest on March 4, 2020.
F2Represents 22,650 Common Shares underlying 22,650 RSUs granted to Mr. Agnes on March 5, 2015. These RSUs will vest as follows: (i) 7,500 of the RSUs will vest on March 5, 2017; (ii) 7,500 of the RSUs will vest on March 5, 2018; and (iii) 7,500 of the RSUs will vest on March 5, 2019.