SEC Form 3 · accession 0001567619-18-003848
PIMCO NEW YORK MUNICIPAL INCOME FUND II · PNI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Sep 12, 2018
Accepted (ET)
Oct 9, 2018 · 12:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001170311
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Auction Rate PreferredF1 | holding | — | — | — | 236 | I | By Subsidiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Auction Rate Preferred Shares ("Shares") reported in Table I represent shares beneficially owned by Blue Ridge Investors, L.L.C. ("Blue Ridge"). Blue Ridge is a wholly owned subsidiary of Bank of America Corporation ("Bank of America").