SEC Form 4 · accession 0001170010-17-000021
CARMAX INC · KMX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Robert Grafton
Director
Period of report
Jan 17, 2017
Accepted (ET)
Jan 19, 2017 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001170010
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 17, 2017 | M | 5,787 | $19.98 | A | 40,715 | D | |
| Common Stock | Jan 17, 2017 | M | 3,621 | $33.11 | A | 44,336 | D | |
| Common StockF1 | Jan 17, 2017 | S | 9,408 | $66.72 | D | 34,928 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $19.98 | Jan 17, 2017 | M | 5,787 | D | — | Jul 1, 2017 | Common Stock | 5,787 | 0 | D |
| Stock Options (Right to Buy)F3 | $33.11 | Jan 17, 2017 | M | 3,621 | D | — | Jun 30, 2018 | Common Stock | 3,621 | 0 | D |
Explanation of responses
- F1The shares with respect to this transaction were sold at prices ranging from $66.72 to $66.79. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2The stock options vested in three equal installments on each of July 1, 2011, July 1, 2012, and July 1, 2013 and are now fully exercisable.
- F3The stock options vested in three equal installments on each of June 30, 2012, June 30, 2013, and June 30, 2014 and are now fully exercisable.