SEC Form 4 · accession 0001140361-15-003322
CARMAX INC · KMX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Stemberg
Director
Period of report
May 3, 2011
Accepted (ET)
Jan 30, 2015 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001170010
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 3, 2011 | S | 40 | $34.28 | D | 885 | I | By son through UTMA account |
| Common StockF1 | May 19, 2011 | S | 50 | $30.09 | D | 835 | I | By son through UTMA account |
| Common Stock | May 3, 2011 | S | 20 | $34.28 | D | 380 | I | By second son through UTMA account |
| Common StockF2 | May 19, 2011 | S | 50 | $30.09 | D | 330 | I | By second son through UTMA account |
| Common Stock | May 3, 2011 | S | 40 | $34.28 | D | 1,260 | I | By third son through UTMA account |
| Common Stock | May 19, 2011 | S | 50 | $30.09 | D | 1,210 | I | By third son through UTMA account |
| Common StockF3 | Jan 28, 2015 | S | 915 | $62.56 | D | 295 | I | By third son through UTMA account |
| Common Stock | holding | — | — | — | 9,576 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On January 30, 2012, the remaining 835 shares were transferred from the son's Uniform Transfers to Minor Act ("UTMA") account to the son's personal account. The Reporting Person no longer has a reportable beneficial interest in the 835 shares of KMX common stock held by the Reporting Person's son and included in the Reporting Person's prior ownership reporting.
- F2On January 1, 2013, the remaining 330 shares were transferred from the second son's UTMA account to the second son's personal account. The Reporting Person no longer has a reportable beneficial interest in the 330 shares of KMX common stock held by the Reporting Person's second son and included in the Reporting Person's prior ownership reporting.
- F3The Reporting Person's third son holds KMX shares through a UTMA account.
Remarks
Exhibit List: Exhibit 24.1 - Power of Attorney