SEC Form 4 · accession 0001209191-18-047479
HTG MOLECULAR DIAGNOSTICS, INC · HTGM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harry A. George
Director
Period of report
Aug 15, 2018
Accepted (ET)
Aug 17, 2018 · 5:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001169987
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 15, 2018 | A | 2,500 | $0.00 | A | 36,530 | D | |
| Common StockF1 | holding | — | — | — | 144,366 | I | By entities affiliated with Solstice Capital |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $3.31 | Aug 15, 2018 | A | 10,000 | A | — | Aug 14, 2028 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1The Reporting Person is the managing member of Solstice Capital and has joint voting and investment power over the shares held by Solstice Capital.
- F2The shares will vest on the earlier of August 15, 2019 or the date of the next annual meeting of stockholders.