SEC Form 4 · accession 0001209191-15-083682
HTG MOLECULAR DIAGNOSTICS, INC · HTGM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee R. McCracken
Director
Period of report
Oct 27, 2015
Accepted (ET)
Dec 7, 2015 · 2:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001169987
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $5.05 | Oct 27, 2015 | A | 5,000 | A | — | Oct 26, 2025 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1One-third of the shares will vest twelve months after October 27, 2015 and the remaining shares will vest monthly in equal installments over a two year period such that the stock option is fully vested on the third anniversary of October 27, 2015.