SEC Form 4/A · accession 0001209191-15-069866
HTG MOLECULAR DIAGNOSTICS, INC · HTGM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Debra A Gordon
Officer — V.P. and Chief Legal Counsel
Period of report
Aug 27, 2015
Accepted (ET)
Sep 9, 2015 · 1:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001169987
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 27, 2015 | A | 5,000 | $0.00 | A | 6,356 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Form 4 is being amended to correct the vesting schedule of the restricted stock units ("RSU") as follows: 100% of the shares vest on March 31, 2016, subject to the RSU holder's Continuous Service (as defined in the 2014 Equity Incentive Plan). Shares of common stock will be delivered to the Reporting Person on the vest date.