SEC Form 4 · accession 0001209191-15-068584
HTG MOLECULAR DIAGNOSTICS, INC · HTGM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
John L Lubniewski
Officer — Chief Business Officer
Period of report
Aug 27, 2015
Accepted (ET)
Aug 31, 2015 · 2:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001169987
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 27, 2015 | A | 2,500 | $0.00 | A | 11,071 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units ("RSU") that vest as follows: 1/4th of the shares vest on March 31, 2016; the balance of the shares vest in a series of twelve (12) successive equal quarterly installments on the last day of each calendar quarter, commencing with the last day of the calendar quarter first occurring after March 31, 2016, subject to the RSU holder's Continuous Service (as defined in the 2014 Equity Incentive Plan) as of each such vesting date. Shares of common stock will be delivered to the Reporting Person on each vest date.