SEC Form 5 · accession 0001415889-17-000273
BANC OF CALIFORNIA, INC. · BANC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J. Francisco A. Turner
Officer — INTERIM PRESIDENT AND CFO
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 8:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001169770
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 4, 2016 | A | 24 | $14.181 | A | 108,860 | D | |
| Common StockF2 | Apr 1, 2016 | A | 50,000 | $0.00 | A | 108,860 | D | |
| Common StockF2 | Apr 1, 2016 | A | 5 | $16.975 | A | 108,860 | D | |
| Common StockF2 | Jul 1, 2016 | A | 16 | $17.557 | A | 108,860 | D | |
| Common StockF2 | Oct 3, 2016 | A | 17 | $16.936 | A | 108,860 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.
- F2Amount reports securities beneficially owned by the Reporting Person on December 31, 2016, the last day of the Issuer's fiscal year, and does not reflect transactions that occurred subsequent to December 31, 2016. The aggregate number of securities currently held by the Reporting Person, including those resulting from transactions that occurred subsequent to December 31, 2016, will be included on the Reporting Person's next Form 4 filing.
- F3Represents grant of restricted stock. The Reporting Person currently has voting and dividend rights with respect to these shares, but the shares will not fully vest until satisfaction of certain performance-based criteria.