SEC Form 5 · accession 0001415889-17-000253
BANC OF CALIFORNIA, INC. · BANC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thedora A. Nickel
Officer — CHIEF ADMINISTRATIVE OFFICER
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 6:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001169770
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 1, 2016 | A | 9 | $16.975 | A | 34,748 | D | |
| Common Stock | Jul 1, 2016 | A | 40 | $17.557 | A | 34,748 | D | |
| Common Stock | Oct 3, 2016 | A | 42 | $16.936 | A | 34,748 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.