SEC Form 5 · accession 0001415889-17-000251
BANC OF CALIFORNIA, INC. · BANC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hugh F Boyle
Officer — INTERIM CEO, CHF. RISK OFFICER
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 6:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001169770
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 4, 2016 | A | 104 | $14.181 | A | 93,867 | D | |
| Common Stock | Apr 1, 2016 | A | 88 | $16.975 | A | 93,867 | D | |
| Common Stock | Jul 1, 2016 | A | 201 | $17.557 | A | 93,867 | D | |
| Common Stock | Oct 3, 2016 | A | 210 | $16.936 | A | 93,867 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $13.83 | holding | — | — | — | — | Sep 30, 2023 | Common Stock | 25,000 | 25,000 | D |
| Stock Option | $13.29 | holding | — | — | — | Apr 1, 2016 | May 15, 2025 | Common Stock | 16,000 | 16,000 | D |
Explanation of responses
- F1Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.
- F2The stock option vests 20% annually, beginning on the one year anniversary of the grant date.