SEC Form 4 · accession 0001415889-16-005678
BANC OF CALIFORNIA, INC. · BANC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Kuelbs
Officer — EVP, CHIEF INVESTMENT OFFICER
Period of report
Apr 26, 2016
Accepted (ET)
Apr 28, 2016 · 8:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001169770
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Apr 26, 2016 | A | 3,766 | $0.00 | A | 40,676 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This award was granted upon attainment of certain performance objectives under a performance unit agreement previously granted to the Reporting Person by the Issuer.
- F2This award is currently restricted and will vest in full on April 1, 2017.