SEC Form 4/A · accession 0001415889-15-004039
BANC OF CALIFORNIA, INC. · BANC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jeffrey T Seabold
Officer — EVP, CHIEF BANKING OFFICER
Period of report
Dec 8, 2015
Accepted (ET)
Dec 11, 2015 · 6:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001169770
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Non-Voting Stock | Dec 8, 2015 | S | 57,568 | $14.89 | D | 37,432 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Warrants exercised on a cashless basis, resulting in the Issuer withholding 57,568 of the warrant shares to pay the exercise price, and issuing to the Reporting Person the remaining 37,432 shares.