SEC Form 4 · accession 0001415889-15-002994
BANC OF CALIFORNIA, INC. · BANC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew March
Officer — EVP, CAO, CIO
Period of report
Sep 1, 2015
Accepted (ET)
Sep 3, 2015 · 9:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001169770
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 1, 2015 | D | 50,278 | $0.00 | D | 4,047 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were forfeited for no consideration due to the Reporting Person's resignation effective September 1, 2015, and is therefore a disposition to the issuer under Rule 16b-3(e).