SEC Form 4 · accession 0001415889-15-002387
BANC OF CALIFORNIA, INC. · BANC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nathan Duda
Officer — FORMER CHIEF ACCT. OFFICER
Period of report
Jul 10, 2015
Accepted (ET)
Jul 14, 2015 · 8:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001169770
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 10, 2015 | F | 5,549 | $13.92 | D | 26,451 | D | |
| Common StockF2 | Jul 12, 2015 | D | 11,334 | $0.00 | D | 15,117 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares disposed to satisfy the Reporting Person's tax liability incurred by the accelerated vesting of a previously granted award.
- F2Represents shares of restricted stock forfeited by the Reporting Person upon his resignation that became effective on July 12, 2015.