SEC Form 4/A · accession 0001415889-15-001451
BANC OF CALIFORNIA, INC. · BANC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Hugh F Boyle
Officer — CHIEF RISK OFFICER
Period of report
Apr 1, 2015
Accepted (ET)
Apr 27, 2015 · 9:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001169770
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 1, 2015 | A | 24,370 | $0.00 | A | 75,664 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment on Form 4 is being filed to correct the number of shares of restricted stock issued to, and the number of shares beneficially held by the Reporting Person on the transaction date. Shares will vest on the one-year anniversary of the grant date.
- F2Shares issued pursuant to the Issuer's 2013 Omnibus Incentive Plan. The Reporting Person did not provide, and the Issuer did not receive any consideration for the issuance of these shares.