SEC Form 5 · accession 0001415889-15-000587
BANC OF CALIFORNIA, INC. · BANC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nathan Duda
Officer — CHIEF ACCOUNTING OFFICER
Period of report
Dec 31, 2014
Accepted (ET)
Feb 17, 2015 · 7:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001169770
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 1, 2014 | A | 103 | $11.9019 | A | 22,943 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan, with cash being received in lieu of continuing to hold a fractional share acquired under the Dividend Reinvestment Plan.