SEC Form 4 · accession 0001169652-16-000108
CHANNELADVISOR CORP · ECOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Spitz
Officer — President and CEO · Director
Period of report
Dec 31, 2015
Accepted (ET)
Jan 4, 2016 · 5:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001169652
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 31, 2015 | M | 3,250 | $1.60 | A | 441,488 | D | |
| Common Stock | Dec 31, 2015 | M | 3,596 | $2.24 | A | 445,084 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $1.60 | Dec 31, 2015 | M | 3,250 | D | — | Mar 20, 2019 | Common Stock | 3,250 | 0 | D |
| Employee Stock Option (right to buy)F2 | $2.24 | Dec 31, 2015 | M | 3,596 | D | — | Mar 1, 2020 | Common Stock | 3,596 | 6,690 | D |
Explanation of responses
- F1This option vested in 16 equal quarterly installments, beginning on June 1, 2009 and continuing through March 1, 2013.
- F2This option vested in 16 equal quarterly installments, beginning on June 1, 2010 and continuing through March 1, 2014.