SEC Form 4/A · accession 0001140361-16-088746
AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Phalle Pierre De Saint
Director
Period of report
Dec 1, 2016
Accepted (ET)
Dec 5, 2016 · 10:57 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001169580
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Limited Liability Company InterestsF1,F2 | Dec 1, 2016 | P | 0 | $6,083.33 | A | 371,751 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Limited Liability Company Interests are not unitized.
- F2Price is based on 10/31/16 Net Asset Value (NAV), the most recent NAV available.