SEC Form 4 · accession 0001140361-16-074560
AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harold Schaaff
Officer — Secretary
Period of report
Aug 1, 2016
Accepted (ET)
Aug 3, 2016 · 1:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001169580
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Limited Liability Company InterestsF1,F2 | Aug 1, 2016 | P | 0 | $175,700.00 | A | 617,128 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The LLC Interests are not unitized
- F2Price is based on 2/29/16 Net Asset Value (NAV), the most recent NAV available