SEC Form 4 · accession 0001140361-16-061465
AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anne Casscells
Other
Period of report
Jun 1, 2008
Accepted (ET)
Apr 19, 2016 · 8:33 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001169580
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Limited Liability Company InterestsF1,F2 | Jun 1, 2008 | P | 0 | $41,289.00 | A | 175,758 | D | |
| Limited Liability Company InterestsF1,F3 | Nov 1, 2008 | P | 0 | $18,933.97 | A | 161,269 | D | |
| Limited Liability Company InterestsF1,F4 | Apr 1, 2012 | P | 0 | $26,100.00 | A | 280,578 | D | |
| Limited Liability Company InterestsF1,F5 | May 1, 2012 | P | 0 | $39,600.00 | A | 318,323 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The LLC Interests are not unitized
- F2Amount of securities beneficially owned following the reported transaction is based on 4/30/2008 Net Asset Value (NAV), the most recent NAV available.
- F3Amount of securities beneficially owned following the reported transaction is based on 9/30/2008 Net Asset Value (NAV), the most recent NAV available.
- F4Amount of securities beneficially owned following the reported transaction is based on 2/29/2012 Net Asset Value (NAV), the most recent NAV available.
- F5Amount of securities beneficially owned following the reported transaction is based on 3/31/2012 Net Asset Value (NAV), the most recent NAV available.