SEC Form 4 · accession 0001140361-16-061455
AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Gibbons
Other
Period of report
Feb 1, 2004
Accepted (ET)
Apr 19, 2016 · 8:00 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001169580
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Limited Liability Company InterestsF1,F2 | Feb 1, 2004 | P | 0 | $39,000.00 | A | 84,621 | D | |
| Limited Liability Company InterestsF1,F3 | Mar 1, 2005 | P | 0 | $72,000.00 | A | 159,869 | D | |
| Limited Liability Company InterestsF1,F4 | Jun 1, 2008 | S | 0 | $10,025.00 | D | 172,911 | D | |
| Limited Liability Company InterestsF1,F5 | Nov 1, 2008 | P | 0 | $7,953.10 | A | 148,435 | D | |
| Limited Liability Company InterestsF1,F6 | Apr 1, 2012 | P | 0 | $88,900.00 | A | 349,212 | D | |
| Limited Liability Company InterestsF1,F7 | May 1, 2012 | P | 0 | $135,000.00 | A | 481,406 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The LLC Interests are not unitized
- F2Amount of securities beneficially owned following the reported transaction is based on 12/31/2003 Net Asset Value (NAV), the most recent NAV available.
- F3Amount of securities beneficially owned following the reported transaction is based on 1/31/2005 Net Asset Value (NAV), the most recent NAV available.
- F4Amount of securities beneficially owned following the reported transaction is based on 4/30/2008 Net Asset Value (NAV), the most recent NAV available.
- F5Amount of securities beneficially owned following the reported transaction is based on 9/30/2008 Net Asset Value (NAV), the most recent NAV available.
- F6Amount of securities beneficially owned following the reported transaction is based on 2/29/2012 Net Asset Value (NAV), the most recent NAV available.
- F7Amount of securities beneficially owned following the reported transaction is based on 3/31/2012 Net Asset Value (NAV), the most recent NAV available.