SEC Form 4 · accession 0001140361-16-061464
AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anne Casscells
Other
Period of report
Jan 1, 2004
Accepted (ET)
Apr 19, 2016 · 8:32 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001169578
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Limited Liability Company InterestsF1,F2 | Jan 1, 2004 | S | 0 | $35,000.00 | D | 86,175 | D | |
| Limited Liability Company InterestsF1,F3 | Jun 1, 2008 | P | 0 | $20,418.00 | A | 142,972 | D | |
| Limited Liability Company InterestsF1,F4 | Nov 1, 2008 | P | 0 | $900.00 | A | 131,390 | D | |
| Limited Liability Company InterestsF1,F5 | Apr 1, 2012 | S | 0 | $5,500.00 | D | 170,455 | D | |
| Limited Liability Company InterestsF1,F6 | May 1, 2012 | S | 0 | $8,800.00 | D | 160,796 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The LLC Interests are not unitized
- F2Amount of securities beneficially owned following the reported transaction is based on 11/30/2003 Net Asset Value (NAV), the most recent NAV available.
- F3Amount of securities beneficially owned following the reported transaction is based on 4/30/2008 Net Asset Value (NAV), the most recent NAV available.
- F4Amount of securities beneficially owned following the reported transaction is based on 9/30/2008 Net Asset Value (NAV), the most recent NAV available.
- F5Amount of securities beneficially owned following the reported transaction is based on 2/29/2012 Net Asset Value (NAV), the most recent NAV available.
- F6Amount of securities beneficially owned following the reported transaction is based on 3/31/2012 Net Asset Value (NAV), the most recent NAV available.