SEC Form 4 · accession 0001209191-19-010618
COMMVAULT SYSTEMS INC · CVLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary Merrill
Officer — Chief Accounting Officer
Period of report
Feb 13, 2019
Accepted (ET)
Feb 15, 2019 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001169561
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 13, 2019 | F | 203 | $67.59 | D | 16,152 | D | |
| Common StockF1 | Feb 14, 2019 | F | 349 | $67.68 | D | 15,803 | D | |
| Common StockF2 | Feb 14, 2019 | A | 245 | $55.17 | A | 16,048 | D | |
| Common Stock | Feb 15, 2019 | S | 245 | $67.92 | D | 15,803 | D | |
| Common StockF3 | Feb 15, 2019 | S | 840 | $67.91 | D | 14,963 | D | |
| Common Stock | Feb 15, 2019 | S | 300 | $67.71 | D | 14,663 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.
- F2Shares were acquired under the Commvault Employee Stock Purchase Plan on Feb. 14, 2019.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.89 to $67.92 inclusive.