SEC Form 4 · accession 0001209191-19-008070
COMMVAULT SYSTEMS INC · CVLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dan Pulver
Director
Period of report
Feb 5, 2019
Accepted (ET)
Feb 7, 2019 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001169561
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 5, 2019 | W | 613 | — | A | 98,899 | D | |
| Common Stock | Feb 5, 2019 | M | 7,500 | $19.25 | A | 106,399 | D | |
| Common StockF2 | Feb 5, 2019 | S | 7,500 | $67.66 | D | 98,899 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common StockF3 | $19.25 | Feb 5, 2019 | M | 7,500 | D | — | Aug 14, 2019 | Common Stock | 7,500 | 0 | D |
Explanation of responses
- F1Not applicable.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.65 to $67.77 inclusive.
- F3The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years.