SEC Form 4 · accession 0001209191-18-047052
COMMVAULT SYSTEMS INC · CVLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Carolan
Officer — VP Finance and CFO
Period of report
Aug 14, 2018
Accepted (ET)
Aug 16, 2018 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001169561
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 14, 2018 | F | 1,857 | $66.00 | D | 94,636 | D | |
| Common StockF3 | Aug 15, 2018 | A | 175 | $44.84 | A | 94,811 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.00 to $66.32 inclusive.
- F3Shares were acquired under the Commvault Employee Stock Purchase Plan on Aug. 15, 2018.