SEC Form 4 · accession 0001209191-18-030677
COMMVAULT SYSTEMS INC · CVLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Carolan
Officer — VP Finance and CFO
Period of report
May 14, 2018
Accepted (ET)
May 16, 2018 · 6:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001169561
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 14, 2018 | A | 10,282 | $0.00 | A | 92,399 | D | |
| Common StockF2,F3 | May 15, 2018 | F | 8,059 | $66.80 | D | 84,340 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares represent vesting of previously granted performance share units.
- F2This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.70 to $67.10 inclusive.